We collect nonpublic personal information about you from the following sources:
- Information we receive from you directly (including your name, address, income and other financial-related information).
- Data about your transactions with us (such as the investments you have made and your account status).
- Information about you provided to us from third parties pursuant to your authorization.
We do not disclose any information about our clients or former clients to anyone, except (1) as required by law, (2) as necessary to third-party vendors that perform services we require to administer and service client accounts (such as broker-dealers and custodians) or (3) as authorized by current or former clients. When we disclose information to third parties for business purposes, we require them to maintain the confidentiality of any client information we share.
We restrict access to nonpublic information about you to those employees who need to know that information in order to provide services to you. We maintain physical, electronic, and procedural safeguards to guard your nonpublic personal information.